Who We Serve
At GTA Accounting Group, we work with businesses across New Jersey subject to SEC reporting requirements or preparing to go public on the markets. Whether you're a publicly traded company, a foreign issuer, or a high-growth startup, we provide tailored SEC reporting services that match your compliance needs.
Our Clients Include:
- Public Companies in New Jersey
We support small--, mid-, and large-cap firms listed on the Nasdaq and NYSE, ensuring they meet quarterly and annual SEC reporting obligations. - Pre-IPO & SPAC-Bound Businesses
Tech startups and scale-ups in hubs like Jersey City, Princeton, and Newark trust us for S-1 readiness and clean, investor-facing financials. - Foreign Private Issuers
We help cross-border companies headquartered or operating in NJ navigate SEC filings under IFRS, including Form 20-F and reconciliation statements. - Investment Funds and REITs
Funds, trusts, and real estate investment vehicles rely on our team for accurate reporting and compliance with financial disclosure standards. - Heavily Regulated NJ Industries
We serve life sciences, medical device manufacturers, and financial services firms where SEC compliance is mission-critical.
If your business touches public markets, we ensure your reporting is always clean, compliant, and SEC-ready.

Why Accurate SEC Reporting Matters
SEC filings aren’t just regulatory checkboxes—they directly reflect your company’s financial health, leadership, and credibility. Mistakes, delays, or omissions in your reports can trigger consequences beyond compliance.
The Real Risks of Inaccurate SEC Reporting:
- Regulatory Penalties
Late or incorrect filings may result in fines, enforcement actions, or even trading suspension by the SEC. - Reputational Damage
Investors, analysts, and media watch your filings closely. Errors can erode trust and raise questions about your internal controls. - Stock Volatility
A restated earnings report or missed disclosure may lead to a drop in share price or an increased risk of shareholder litigation. - Loss of Listing Eligibility
Inaccurate or late filings can put your Nasdaq or NYSE listing at risk—especially for small- to mid-cap companies. - Increased Audit Scrutiny
Consistent reporting issues invite deeper audits, lengthier reviews, and higher accounting costs.

What Accurate Reporting Delivers:
- Investor Confidence
Clean, timely filings reassure investors that your business is stable, transparent, and well-managed. - Market Access
Accurate reporting helps maintain eligibility for capital raises, follow-on offerings, and inclusion in institutional portfolios. - Regulatory Peace of Mind
You avoid letters, investigations, and audit headaches—while fully complying with GAAP, IFRS, and SEC standards.
With GTA Accounting Group managing your SEC reporting in NJ, you gain more than compliance—you gain credibility.

Local Insight: New Jersey Companies and the SEC
New Jersey is home to some of the nation’s most innovative and highly regulated industries—pharmaceuticals, biotechnology, fintech, and clean energy heavily scrutinised by the SEC. At GTA Accounting Group, we understand the local landscape and tailor our SEC reporting services to meet the specific needs of NJ-based businesses.
Key Sectors Driving SEC Filings in New Jersey:
- Life Sciences & Biotech – Concentrated in New Brunswick and Princeton, these companies require expert guidance for S-1 filings, FDA disclosures, and reporting risk factors.
- Financial Services & Fintech—Jersey City and Hoboken are hubs for fast-moving fintech firms and asset managers who must navigate Form 10-Qs and complex audit schedules.
- Green Tech & Manufacturing – Newark-based renewable energy and clean tech businesses benefit from tailored disclosures, investor reporting, and ESG alignment.
- Cross-Border Corporations – New Jersey’s location is a hotspot for foreign private issuers with SEC obligations in both U.S. and global jurisdictions.
Why This Matters
SEC scrutiny is higher in regions with rapid growth and public capital movement, and New Jersey is one of them. Investors, regulators, and analysts are watching, so your SEC reports need to be flawless.
Whether you launch a biotech IPO in Princeton or submit your 10-Q from Jersey City, our local team ensures your filings meet national standards with New Jersey-specific insight.




Why GTA Accounting Group for SEC Reporting in NJ
Regarding SEC compliance, accuracy isn’t optional—it’s essential. At GTA Accounting Group, we combine deep regulatory expertise with a local understanding of New Jersey’s business environment to support your public reporting needs from start to finish.
Why Businesses Across NJ Choose Us:
Extensive SEC Filing Experience
We assist with all major SEC filings, including 10-Ks, 10-Qs, 8-Ks, S-1s, and proxy statements. Our team works closely with your auditors and legal counsel to ensure timely, accurate reporting.
GAAP and IFRS Expertise
We prepare and review financial statements using U.S. GAAP and offer reconciliation support for foreign private issuers reporting under IFRS.
Local Firm, National-Standard Compliance
Based in New Jersey, we provide personalised service backed by the technical rigour expected by the SEC. You get big-firm knowledge with local responsiveness.
IPO-Ready Advisory
Are you planning to go public? We guide startups and growth companies through S-1 filings and pre-IPO readiness, minimising delays and maximising investor confidence.
Trusted by NJ’s Most Regulated Industries
From life sciences in New Brunswick to fintech in Jersey City, we’ve supported SEC reporting for New Jersey’s most compliance-heavy sectors.
Who Needs to File with the SEC?
You may be subject to SEC reporting if your business is:
- Listed on a U.S. stock exchange (NYSE, Nasdaq)
- Preparing for an IPO or merger via SPAC
- A foreign private issuer with significant U.S. shareholders
- A fund or trust under SEC jurisdiction
Key SEC Forms & Deadlines
Form
Purpose
Deadline
10-K
Annual report
60–90 days after fiscal year-end
10-Q
Quarterly report
40–45 days after quarter-end
8-K
Event-driven reporting
Within four business days of triggering the event
S-1
IPO registration
Before public offering
DEF 14A
Proxy statement
20+ days before the annual meeting
What Happens If You Miss a Filing?
- Public disclosure of delinquency
- Fines or enforcement action from the SEC
- Shareholder lawsuits
- Potential delisting from exchanges
- Reputational damage with investors and analysts
New Jersey-Specific Considerations
New Jersey businesses in high-growth sectors like biotech, fintech, and green energy often face added regulatory pressure due to investor scrutiny and rapidly changing reporting requirements.
Whether preparing your first 10-K or filing your tenth 10-Q, our team helps you meet every requirement with confidence and precision.
Understanding SEC Reporting Obligations
If your New Jersey business is publicly traded or planning to go public, SEC compliance isn’t optional—it’s required. Missing deadlines, submitting inaccurate reports, or misclassifying disclosures can lead to fines, reputational risk, and even delisting.
